What does the future of the compliance professional look like?
This one of the questions posed by the Thomson Reuters 13th Cost of Compliance Survey 2022
The report launched in July found five critical challenges for compliance practitioners:
The volume and implementation of regulatory change
When it comes to design and distribution obligations(DDO) the securities and investments regulator will be focusing on compliance.
This week saw the (DDO) in action with an interim order preventing the issuance of the managed investment scheme interests and shares to retail investors from Responsible Entity Services (RES), UGC Global Alpha...
Because issues around data protection are high up on the list for many organisations, we thought we’d share one of Future Tense’srecent episode taking a legal and philosophical position on digital identity and the self.
Thomson Reuters Bureau Chief for the Asia Pacific Nathan Lynch talks about his book The Lucky Laundry which looks at the detrimental impacts of dirty money on people and institutions.
The Lucky Laundry by Nathan Lynch can be found at your local bookstore!
This week we have been think skillsets, learning and compliance training in the latest episode of RG Consulting ServicesPodcast.
Summary from the website:
In this episode, Richard is joined by Tony Dunford, a highly skilled and experienced Learning Practitioner. Tony is known for his skill and expertise in leading large learning teams a...
CDR Penalties
Consumer Data Right (CDR) was introduced to improve competition and consumer outcomes.
Though the banks were the first to be captured by the CDR, IT staffing shortages caused by the COVID-19 pandemic meant that meeting the data sharing requirements were delayed.
The Bank of Queensland (BOQ) paid $133, 200 in penalties ...
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