Archive News

Latest Products

Latest News

Home >> News

News

Podcast : ASIC & AustralianSuper

Wednesday 27 September 2023





Outgoing Australian Compliance Institute CEO Naomi Burley and Strategic and Engagement Consultant Carole Ferguson discuss the requirements of consolidating multiple member superannuation accounts under the SIS(ACT )through the lens of the Australian Securities and Investments Commission (...

By Kwame Slusher

View more...

ASIC wants improvement with remediation

Wednesday 27 September 2023




Almost a year after RG 277 took effect, concerns remain about the gaps in some financial licensees' remediation process.

The Australian Securities and Investments Commission (ASIC) calls on its regulated entities to do better regarding remediation.

In a recent review, the securities and investment regulator found that some Australian Fina...

By Kwame Slusher

View more...

Open Consultations: 29 September 2023

Wednesday 27 September 2023





This is a current, but not exhaustive, list of open consultations that will affect the financial industry.



Closing in September

Consultation: Legislating the objective of superannuation. Submit by 29 September.

Description: The government is seeking stakeholder feedback Treasury on draft legislation to ensure that future c...

By Kwame Slusher

View more...

What We’ve Been Listening To: Artificial Intelligence in Compliance

Wednesday 27 September 2023


 
This episode of Thomson Reuters’ podcast Compliance Clarified: Artificial Intelligence in compliance: opportunities, pitfalls, and the regulatory response, considers the hype around the use-cases of generative AI and the impact that can be expected.  


Click here to Listen.  
 
Enjoy!
 

...

By Kwame Slusher

View more...

Open Consultations: 22 September 2023

Friday 22 September 2023

 


This is a current, but not exhaustive, list of open consultations that will affect the financial industry.


Closing in September

Consultation: Legislating the objective of superannuation. Submit by 29 September.

Description: The government is seeking stakeholder feedback Treasury on draft legislation to ensure that future changes w...

By Kwame Slusher

View more...

What We are Listening To: Networks are Crucial to Career Success

Friday 22 September 2023

 

 

 



Professional networks are essential!

This Living the Trade Life Cycle episode interviews the founder of Risky Women Radio, one of our favourite GRC podcasts.

Risky Women Network and Risky Women Radio founder Kimberly Cole addresses the importance of support systems for GRC professionals during increasing regulator...

By Kwame Slusher

View more...

Message from the Board - Change of CEO

Friday 22 September 2023



Message from the Board - Change of CEO

After eight years as CEO, and over 20 years supporting compliance professionals, Naomi Burley is leaving the ACI to pursue new opportunities.

The Board would like to thank Naomi for her significant contribution to the ACI and the profession.

Calvert Duffy has been appointed interim CEO as the Board ...

By Ashleigh Stevens

View more...

This week in penalties: ASIC & ACCC

Friday 22 September 2023




This week has seen some critical enforcement action from the Australian Securities and Investments Commission (ASIC).

It began with the regulator announcing that they have served an infringement notice to Interactive Brokers that will cost them $832 500 for failing to identify suspicious trading by one of its clients, Orthocell Ltd (OCC).

...

By Kwame Slusher

View more...

Podcast : What to Expect from the IFCA Congress

Thursday 21 September 2023

 



Australian Compliance Institute CEO Naomi Burley talks about what to expect from the International Federation Compliance Associations Congress 2023.

 

By Kwame Slusher

View more...

Podcast: The Direction AI

Wednesday 20 September 2023

 

 

What are the limits of AI as a tool? What risks can AI pose to businesses?

 

KartaSoft CEO James Worsfold and KartaSoft Business Analyst David Golding explore key AI benefits, risks, and misconceptions.  

 

Resources
 

 
  • ...

By Kwame Slusher

View more...

Copyright © 2004 - 2023  GRC Institute Inc. All rights reserved.

 

ABN: 42 862 119 377
RTO # 91640

 

In no event will GRCI be held liable in any way for any direct, indirect, special or consequential damages from the use of this site, or any other hyperlinked website. Such possible damages include, without limitation, any lost profits, business interruption, loss of programs or other data on your computer.