10964NAT Certificate IV in Compliance & Risk Management


About the certificate
This certificate has been developed to provide GRC professionals with the core skills needed to meet the demands of an increasingly complex regulatory environment. This principles-based course will provide practitioners the skills and knowledge to implement and maintain an effective compliance program across any industry, using the professional standards as a benchmark. 

Students will be awarded the 10964NAT Certificate IV in Compliance & Risk Management, a nationally recognised qualification. Financial members of GRCI will also be entitled to apply for the AGRCI accredition (Associate of GRCI). Click here for more information about GRCI's accreditations.
Why enrol?

  • Australian Nationally recognised qualification and mutually recognised in Europe, Americas, New Zealand and throughout Asia
  • Provides excellent career development opportunities
  • Opportunity to network with like-minded professionals
  • Pathway to a career as a compliance and risk professional

Nationally Recognised Training logo
RTO ID: 91640

Structure & Subjects
The modules are run over 2 days, face-to-face 

  • PRE-MODULE Tasks and Activities
  • MODULE 1: Compliance & Risk Frameworks
  • MODULE 2: Culture of Compliance & Ethics
  • MODULE 3: Compliance Obligations, Legislation & Regulations
  • MODULE 4: Awareness, Communication & Training
  • MODULE 5: Issues & Breach Management
  • MODULE 6: Managing Compliance Projects
  • MODULE 7: Compliance Monitoring
  • POST-MODULE Assessments

The course program consists of: 
  • Pre-module tasks
  • In-class activities (2 days) or self paced distance learning options
  • 2 take-home written assessments: Workplace assessment & Case Study FFP
The pre-module task will be distributed 1 week prior to the course. Following the 2 days, you will be given take-home assessments which you will have up to 12 months to complete.

In-House Training
This program or individual modules can also be delivered in-house as part of your organisational framework. The course can be tailored to meet the specific needs of your organisation.

For further information please contact GRCI on +61 2 9290 1788 or email, 

For general enquiries call +61 2 9290 1788 or email education@theGRCinstitute.ORG
Program Details
The course can be completed face to face (F2F), Live stream via Zoom and Distance Learning blend or via 100% distance learning (DL)

Visit the events page for the start dates and locations for F2F. DL can start any time

8:30AM – 5:00PM (both days)

Price GST exempt (face-to-face/live stream)
F2F Members $2700
Non-Members $3300

Price GST exempt (Distance Learners)
DL members $2500
DL Non-members $3100

F2F Initial 2 day intensive face-to-face session, followed by take home assessments which you will have 12 months to complete. Live streaming intensive takes place over four half days via Zoom. DL up to 2 years self-paced but many finish in less than 6 months

Entry Requirements
1 year's experience in a role with compliance and or risk duties.
Equivalent experience in a related field with aspects of risk or compliance (administration, HR, customer service) or fields including
 regulation, law, auditing, etc.
Related course of study such as WHS, management, security etc.
Pease call the office to discuss your experience and qualifications.

Download brochure

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Course Fees Include
  • Course Tuition
  • Course Materials (hard copy for F2F, electronic files for DL)
  • Catering  for F2F (Over 2 Days)
  • Ongoing Support
  • Graduation/Certificate