Submissions

26 February 2010 - ASIC CP 128: Handling Confidential Information

This comment has been created by an GRCI Working Party, and has been written in response to ASIC's proposed guidelines for the handling of confidential information.

To view the document, click here.

4 February 2010

This comment has been created by GRCI CEO, Martin Tolar, and has been written in response to the Financial Services and Treasury Bureau, Hong Kong's, proposed legislation on Customer Due Diligence and Record Keeping Requirements for financial Institutions and the Regulation of Remittance Agents and Money Changers.

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This submission was put together by a working party to provide comment to the Securities and Futures Commission, Hong Kong in response to their proposals to Enhance Protection for the Investing Public.

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This submission was sent to The Treasury on 24 December 2009.

Naomi Burley, Randal Dennings and Jonathan Garforth were the working party for the submission of 'Improving protection for corporate whistleblowers'.

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This submission was sent to The Treasury on 21 December 2009

GRCI has provided a submission in response to ASIC's invitation for comment for Consultation Paper 121: FGRCIlitating Online Financial Services Disclosures.

To view a copy of the submission please click here.

GRCI has provided a submission to the Hong Kong Monetary Authority on their draft Guidelines on a Sound Remuneration System.

To download a copy of the submission please click here.

GRCI has provided a submission to the Parliamentary Joint Committee conducting the Inquiry into Financial Products and Services in Australia.

A copy of the submission can be located here.

The Australasian Compliance Institute (GRCI) recently completed a submission and made comment on behalf of our members on the draft of Australian Prudential Regulatory Authority Prudential Practice Guide SPG 521 - Conflicts of Interest. (SPG 521).

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The APVMA’s activities are funded through cost recovery, except for a minor budgetary appropriation. Most of the APVMA’s operational income is collected from registrants of pesticides and veterinary medicines. The APVMA is conducting a review of its cost recovery arrangements in accordance with the Australian Government Cost Recovery Guidelines (2005...