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Friday 18 August 2023



Podcast Notes
 
Australian Compliance Institute CEO Naomi Burley and Strategic Engagement Consultant Carole Ferguson address challenges related to non-disclosure agreements, conflicts of interest and reputational risk in the context of PWC and the Australian Tax Office.
 
Further Resources

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By Kwame Slusher

Friday 18 August 2023






Australian Securities and Investments Commission

 
 
 
Consultation: CP 371 Product intervention orders: Short term credit facilities and continuing credit contractsSubmit by 31 August 2023.
 
 
Description: The securities regulator wants to extend two product intervention orders on short term credit facilities and continuing credi...

By Kwame Slusher



 

 

 The Human Risk Podcast interviews Dr Kelly Richmond about human behaviour—why do people commit fraud, and how does a fraud or scam affect victims?

 

Click here to listen!  

By Kwame Slusher

Friday 18 August 2023





ASIC said General Insurers need to do better in claims handling and identified five critical areas to be improved.  

 

This call to industry is based on an assessment the Australian Securities and Investments Commission (ASIC) assessed 6 insures on insurance claims lodged between January and March last year.   
 

In repor...

By Kwame Slusher

Press Contacts

Naomi Burley

naomi.burley@compliance.org.au

For Immediate Release


Media Release: GRC2023 Conference: The Nuance of Regulatory Expectations
 
Sydney, Australia–16 August 2023 —The Australian Compliance Institute's 27th Annual GRC2023 Conference will feature critical regulatory and enforcement updates for compliance profe...

By Kwame Slusher

Friday 11 August 2023



 


Australian Securities and Investments Commission

 

Consultation: CP 371 Product intervention orders: Short term credit facilities and continuing credit contracts. Submit by 31 August 2023.
 

Description: The securities regulator wants to extend two product intervention orders on short term credit facilities and continu...

By Kwame Slusher




Have you updated your compliance processes around informal communications? Have you done a risk asessment around emojis?

In the latest
Law Report podcast episode Damien Carrick considers some recent judgements around emojis and contractual obligations. 


By Kwame Slusher

Friday 11 August 2023


 
Last week, the 
GRC Professional Podcast looked at the implications of the court actions against Vanguard and Mercer for allegations of greenwashing.  
 
At the time of recording the podcast, there had been 35 greenwashing-related regulatory interventions.  
 
This week saw another regulatory intervention, with ASIC taking civil proceedings a...

By Kwame Slusher

Friday 11 August 2023



Australian Compliance Institute CEO Naomi Burley talks about the GRC Conference: Step-Up.

Register Now


We are excited to announce our confirmed speakers and panellists and the value you will obtain from hearing from their insights and experience.
 
Join us at a conferenc...

By Kwame Slusher



GRC Institute CEO Naomi Burley and Strategic Engagement Consultant Carole Ferguson discuss greenwashing and the implications of the Australian Securities and Investments Commission’s (ASIC) litigation against Mercer and Vanguard Investments.
 
Resources

 

By Kwame Slusher