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What We’ve been listening to…. Fraud part two: The Grift That Keeps on Giving

Friday 12 August 2022


 
Our favourite financial crime podcast  does a part 2 on fraud looking at authorised push-payments fraud, tabnabbing,  fraud recovery fraud, Property Rental Fraud,  phishing,  vishing, 419 scams or advanced fee fraud and other dodgy communications. 

Click here to listen!

By Kwame Slusher

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Filling the Compliance Gap

Friday 12 August 2022



GRC Institute Director Elizabeth Moylan talks about the gap in the compliance market.
 
Resources

Royal Commission into Financial Services
 
GRC Institute Courses
 
Macquarie Bank Compliance Statement
 
ISO 37301 Compliance Management System  
 
The Three Lines Reimagined
 ...

By Kwame Slusher

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From the Archives:The Professionalisation of Compliance

Friday 12 August 2022






Past GRC Institute Chair and Lifetime Member Awardee Carolyn Hanson  spoke three years ago about the professionalisation of the compliance, the tone from the top and the mood in the middle,  The Royal Commission on financial services, the GRCI's  shift to focus on compli...

By Kwame Slusher

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Awardee Interview 2019: Being A Risk Professional

Friday 12 August 2022




After October’s GRC2019 Conference, the GRC Professional Magazine got an opportunity to pose some questions to Associate of the Year Award winner, Lisa Forsyth, Head of Operational Risk at Hume Bank.
 
So, how does one become a ‘good’ risk professional in a fraught regulatory and risk environment where the goalposts always seem to be moving?...

By Kwame Slusher

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Google Fine

Friday 12 August 2022



Google is facing 60 million in fines for making misleading representations to customers between January 2017 and December 2018 about the sue  of their personal data. 

Australian Competition and consumer Commission (ACCC) Chair Gina Cass-Gottlieb said. “This significant penalty imposed by the Court today sends a strong message to digital platfo...

By Kwame Slusher

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Possible Changes in Breach Reporting

Thursday 11 August 2022




This week financial services were reminded of their breach reporting obligations, but also that the obligation may change time. 

“ASIC Commissioner Sean Hughes said in an official statement, ‘We are aware that the regime has led to a number of implementation challenges. However ASIC remains committed to the successful implementation of this ...

By Kwame Slusher

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Superannuation Facing challenges in IDR compliance

Wednesday 10 August 2022



 

The superannuation industry might be in trouble with the conduct regulator falling short with their internal dispute resolution systems.

Australian Securities and Investments Commission (ASIC) conducted  surveillance looking at regulated entities alignment with the Regulatory Guide 271 Internal Dispute Resolution.

ASIC commissioner Dan...

By Kwame Slusher

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Podcast: Top Risks & Regulatory Expectations

Wednesday 10 August 2022



GRC Institute Director John Price talks about his top risks and how organisations can  meet regulatory expectations.
 

Resources 

The Work From Home Edition
 
How is Your Cyber Risk Management?
 
Deloitte State of Compliance
 
Prudential Inquiry into ...

By Kwame Slusher

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What We're Watching...Climate Change Bill 2022

Friday 5 August 2022



Earlier this the year New Zealand passed legislation for mandatory climate related disclosures. This week the Australian Prudential and Regulation Authority published results of a self-assessment of regulated entities alignment with the  CPG Climate Change Financial Risks  based on the work Taskforce for Climate Related Disclosures (TFCD).

ABC...

By Kwame Slusher

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Strengthening Climate Change Risk Management

Thursday 4 August 2022





While APRA -regulated entities are doing good job  following regulatory guidance in governance and disclosure, but still have a lot of work to do in embedding climate risk across their organisations.

This week results  climate change risks self-assessment survey of alignment of medium to sixty-four large banks, insurance, and superannuatio...

By Kwame Slusher

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