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Australian Securities & Investments Commission

Australian Prudential Regulation Authority

  • Proposed changes to the quarterly autho...

By Kwame Slusher

Wednesday 2 March 2022


Crown Melbourne and Crown Perth are in the crosshairs of the Australian financial intelligence unit (FIU) for ‘poor governance , poor risk management’ and the failure to meet compliance
obligations under Anti-Money Laundering and Counter Terrorism Financing (AML/CTF).

The Australian Transaction Reports and Analysis Centre (AUSTRAC) CEO Nic...

By Kwame Slusher


2022 will see international collaboration to tackle cartel conduct in the global freight supply chain. 

Mid-February saw the withdrawal of charges against Citigroup Global Markets, Deutche Bank and four executives in relation to criminal cartel charges,  but closer to the end of February was the announcement of new working group between A...

By Kwame Slusher


ASIC-regulated entities have been warned that they should all  adopt a ‘enhanced cyber security posture’.

The Australian Securities and Investments commission said in an official statement, “ In light of the seriousness of the current situation, ASIC expects all boards, senior management, licensees and other regulated entities to pay height...

By Kwame Slusher

This week were listening to the Innovation in Compliance podcast hosted by Tom Fox looking at the intersection between data, compliance auditing and the possibilities of innovation in this space

By Kwame Slusher