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Submission: CP 350 Consumer Remediation

Friday 25 February 2022




You can download a copy of the submission here.  

On 11 February made a submission to the Australian Securities and Investments Commission (ASIC) for the Consultation Paper (CP) 350 Consumer Remediation.  

The authors and contributors to this submission paper do not believe that the regulatory guide is ready:

While RG 000 describes ...

By Kwame Slusher

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Podcast: Expectation, Hope Theory & Optimism

Thursday 24 February 2022



Michelle Gibbings talks about about the impact of Expectations , Hope Theory and Optimism.


By Kwame Slusher

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Human Error is on the Rise

Thursday 24 February 2022




Human error is catching up with malicious attack when it comes to reported privacy breaches.

On the fourth anniversary of Notifiable Data Breach regime the  Office of the Australian Information and Privacy Commissioner (OAIC) is reminding regulated entities to continue to manage data fairly and securely.

OAIC Commissioner Angelene Falk sa...

By Kwame Slusher

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What we’ve been Listening to…Exit Scam

Thursday 24 February 2022



Crypto and crypto scams have been said to be on the rise.

This week we’ve been listening to Exit Scam which is about the mysterious death of a Canadian bitcoin exchange founder Gerald Cotten and the missing  $215 million that went with him.  

By Kwame Slusher

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What We’re Watching…Downfall: The Case Against Boeing

Thursday 24 February 2022




This week we watched the new Netflix documentary looking at the Boeing MAX 737 crashed and the significant reputational damage that Boeing sustained and continue to sustain as a result. 

By Kwame Slusher

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Book Review...Risk Governance

Friday 18 February 2022



Risk Governance : Biases , Blindspots and Bonuses by Professor Elizabeth Sheedy is an amalgamation of her critical academic work into  risk culture, risk climate, incentivisation and accountability.

The text wastes no time in reminding the reader what a  watershed moment the Australian Royal Commission into Misconduct in Banking Financial Serv...

By Kwame Slusher

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Recommended Reading...Risk Starts And Ends with People

Friday 18 February 2022



Here is a teaser quote from an upcoming book review Risk starts and Ends with People by Lisa Sisson
 
Teaser Quote: 
 
When an organisation falls into the Risk Vortex, it feels like everyone is consumed with risk. A clear sign  is when the focus and energy of the business has moved away from the core business, when you find people are constan...

By Kwame Slusher

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What we're Listening to...Download This Show

Friday 18 February 2022





To set the stage for two upcoming GRC Professional Podcasts looking at privacy and the cyber risk, for this week’s What We’re  Listening To… we are listening to ABC’s Download This Show  which takes a look at espionage and dating apps in their episode titled  From Tinder with Love.

By Kwame Slusher

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Aware Financial Penalties

Friday 18 February 2022




The Hayne Royal Commission continues to cast a long shadow over the  Australian financial system.

This week the Federal Court Ordered Aware Financial Services $20 million for charging for services not rendered between August 2014  June 2018.
In a public statement by the Australian Securities and Investments commission this conduct impacted ...

By Kwame Slusher

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Amendments to the American Whistleblower Regime

Friday 11 February 2022



The  American securities regulator is looking at changes of the whistleblowing regime.

The two proposed amendments are related to the awards to whistle-blowers .

Securities and Exchange (SEC) Chair Gary Gensler said in an official statement this week. “These amendments, if adopted, would help ensure that whistle-blowers are both incentivize...

By Kwame Slusher

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