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RTO: 10964NAT Certificate IV in Compliance & Risk Management


ONLY current or previous employees at an RTO should enrol in this course. Contact GRCI for more information.

About the certificate
This certificate has been developed to provide GRC professionals working in RTOs with the skills needed to assess issues that arise in an RTO under an increasingly complex regulatory environment. The course is principles-based and will assist practitioners in implementing and maintaining a compliance program within the RTO, using the RTO Standards as a benchmark. 

Students will be awarded the 10964NAT Certificate IV in Compliance & Risk Management, a nationally recognised qualification. Financial members of GRCI will also be entitled to apply for the AGRCI accredition (Associate of GRCI). Click here for more information about GRCI's accreditations.
Why enrol?

  • Australian Nationally recognised qualification and mutually recognised in Europe, Americas, New Zealand and throughout Asia
  • Provides excellent career development opportunities
  • Opportunity to network with like-minded professionals
  • Pathway to a career as a compliance and risk professional

RTO ID: 91640

Structure & Subjects
The modules will be sent via email (including MS Word templates for assessments). 

  • PRE-MODULE tasks and activities
  • MODULE 1: Compliance & Risk Frameworks
  • MODULE 2: Culture of Compliance & Ethics
  • MODULE 3: Compliance Obligations, Legislation & Regulations
  • MODULE 4: Awareness, Communication & Training
  • MODULE 5: Issues & Breach Management
  • MODULE 6: Managing Compliance Projects
  • MODULE 7: Compliance Monitoring
  • POST-MODULE assessments
The course program consists of:
  • Pre-module tasks
  • Module assessments
  • 2 written assessments: Workplace Assessment and RTO Case Study

Student Support
You will be appointed an assessor who will assess your work and provide feedback. Students may request to join with other students to form a networking group where you can collaborate on assessments just as you do in face to face collaborative assessments. To indicate your interest to join a student networking group or for any other enquiries, please contact our RTO Manager on +61 2 9290 1788 or via email.

Course Exemptions (RPL)
Recognition for prior learning may be available to experienced professionals. You are required to submit a portfolio of evidence demonstrating work that addresses each of the course competencies. You may also demonstrate your eligibility for credit transfer by providing statements of attainment awarded by other Registered Training Organisations.

Registration Process
For further information, and to register, please contact the RTO Manager on +61 2 9290 1788 or via email.
Program Details


Distance Learning
Date & Time

Special introductory price of $1200

24 months maximum, however self-paced learners can finish in as little as 3 months depending on their experience.

Entry Requirements
1 year's experience in an RTO.
Please email our RTO Manager to discuss your experience and qualifications.


See here for the

Course Fees Include
  • Course Tuition
  • Course materials
    ( electronic files for DL)
  • Ongoing Support
  • Graduation/Certificate

Unique Student Identifier (USI)
All students who hold Australian Citizenship and ID will be required to have a USI. See here for further information.