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Recognised Prior Learning (RPL): 10964NAT Certificate IV in Compliance & Risk Management



About the certificate
This certificate may be awarded through Recognition for Prior Learning (RPL) including Direct Credit Transfer for units that have been achieved elsewhere to experienced professionals. Where full RPL cannot be granted gap training is available.

The Certificate has been developed to provide GRC professionals with the core skills needed to meet the demands of an increasingly complex regulatory environment. This principles-based course will provide practitioners the skills and knowledge to implement and maintain an effective compliance program across any industry, using the professional standards as a benchmark. 

Students will be awarded the 10964NAT Certificate IV in Compliance & Risk Management, a nationally recognised qualification. Financial members of GRCI will also be entitled to apply for the AGRCI accredition (Associate of GRCI). Click here for more information about GRCI's accreditations.
Why enrol?

  • Australian Nationally recognised qualification and mutually recognised in Europe, Americas, New Zealand and throughout Asia
  • Provides excellent career development opportunities
  • Opportunity to network with like-minded professionals
  • Pathway to a career as a compliance and risk professional

RTO ID: 91640

Structure & Subjects
The modules will be sent via email (including MS Word templates for assessments). Where payment is made in full a hardcopy of all course materials will be sent to your preferred postal address.

  • PRE-MODULE tasks and activities
  • MODULE 1: Compliance & Risk Frameworks
  • MODULE 2: Culture of Compliance & Ethics
  • MODULE 3: Compliance Obligations, Legislation & Regulations
  • MODULE 4: Awareness, Communication & Training
  • MODULE 5: Issues & Breach Management
  • MODULE 6: Managing Compliance Projects
  • MODULE 7: Compliance Monitoring
  • POST-MODULE assessments
The course program consists of:
  • Pre-module tasks
  • Module assessments
  • 2 written assessments: Workplace assessment and Case study FFP

Student Support
You will be appointed an assessor who will assess your work and provide feedback. Some students may also request to join a student networking group where you can collaborate on assessments just as you do in face to face collaborative assessments. To indicate your interest to join a student networking group or for any other enquiries, please contact our RTO Manager on +61 2 9290 1788 or or email

Registration Process
For further information, and to register, please contact the RTO Manager on +61 2 9290 1788 or email
Program Details
Date & Time
RPL is open for enrolments all year round.

24 months maximum, however self-paced learners can finish in as little as 3 months.

Entry Requirements
RPL candidates would initially provide a detailed CV to ascertain suitability. Typically an RPL candidate would have many years experience in a compliance/risk role.
Pease call GRCI to discuss your experience and qualifications on +61 (02) 9290 1788 .


See here for the

Course Fees Include
  • On-going support
  • Gap training where needed
  • Graduation/Certificate

Unique Student Identifier (USI)
All students who hold Australian Citizenship and ID will be required to have a USI. See here for further information.
Cancellation & Payment
Venues are confirmed when a minimum number of paid registrations are received. See here for further information.