In light of recent cyber and culture governance issues it is time to ask – what does mature governance mean to your organisation?
This will look like different things in different organisations, but from GRCI’s perspective, many governance challenges arise due to the increasingly complex risk and threat environment. Boards have often been reminded in recent times, that it is their duty to not look after the financial performance of their entities but to have robust oversight of other risks to the organisational longer term health.
The threats to the well-being of their organisations are not only growing in number, but are growing in complexity and it is difficult for many people in governance roles, who have not been exposed or experienced in complex compliance and risk management, to have enough depth of understanding to ask probing questions and gain assurance about the activities being undertaken on their behalf to protect their organisation.
An esteemed panel will be discussing this topic and providing the insights from their experience in leading the efforts to support the governance activities of organisations.
GRCI and Diligent would like to invite you to Join Jamie Kelly, Caroline Marshall and Professor Elizabeth Sheedy on this webinar session to start 2023 with the big themes emerging from some hard lessons in 2022 – what does mature governance mean to your organisation?
Our panel:
Caroline Marshall:
Managing Associate - Allens
Caroline is a dual qualified lawyer in Australia and England and Wales, with experience working in the United Kingdom, Hong Kong and Australia, both at law firms and at KPMG.
Caroline started her career in the Government Enforcement and White Collar Crime team at Skadden in London in 2011, moved to Australia in 2016 and joined A&O in their Litigation and Investigations Team, where she became a Senior Associate. Caroline was then approached by KPMG to join their Financial Services Regulatory and Investigations Team, and advise clients on anti-money laundering, anti-bribery and corruption, sanctions laws and associated compliance and remediation work. It was whilst at KPMG and that she first discovered and joined the GRCI, and started attending the AML Network Discussion Sessions let by Andrew Ham.
Caroline joined Allens in January 2021, having worked closely with the Allens team on several joint Allens/KPMG anti-money laundering and compliance matters between 2019 and 2022. Since working at Allens, she has also been seconded to the Commonwealth Bank of Australia as Senior Legal Counsel advising on financial crime matters.
Professor Elizabeth Sheedy
Professor – Macquarie University
Professor Elizabeth Sheedy is a risk governance expert based in the Department of Applied Finance of Macquarie Business School in Sydney. She teaches in the Master of Applied Finance program and the Global MBA program. Since 2012 her research focus has been risk governance, culture and remuneration in financial institutions. She publishes in top international journals and her book "Risk Governance: Biases, Blindspots and Bonuses" was published in 2021. Elizabeth is a popular speaker at industry conferences and a regular media commentator.
Prior to her academic career (1993-present) she worked in industry (1982-1993). She has a PhD in Finance from Macquarie University and B.Com from UNSW.
Jamie Kelly
Associate Partner – Financial Services Consulting - EY
Jamie specialises in Compliance and Conduct risk management in EY’s financial services Consulting practice in Australia.
Prior to this Jamie has served as the Chief Compliance Officer in two global banks and has over 30 years’ domestic and international experience. Jamie brings a depth of insight and lived experience to support organisations in achieving sustainable compliance and fair customer outcomes.
Jamie’s experience has given him rare practical understanding of compliance and conduct best practice and how to clearly communicate at the boardroom and executive table to help organsiations chart a safe path.
Diligent is the global leader in modern governance, providing SaaS solutions across governance, risk, compliance, audit and ESG. Serving more than 1 million users from over 25,000 customers around the world, we empower transformational leaders with software, insights and confidence to drive greater impact and lead with purpose. Learn more at diligent.com/au
GRCI would like to thank Diligent for their sponsorship and for moderating this panel discussion.
Please note that attendee details will be shared with our sponsor for this event. If you do not wish to be contacted please let us know in advance of the event. We will be recording and making it available for GRCI members at a later date.