10131NAT Certificate IV in Compliance & Risk Management

26-02-2020 8:30AM 27-02-2020 5:00PM
Cliftons Sydney, Level 13, 60 Margaret Street, Sydney, New South Wales, Australia, 2000
Training Courses

About the certificate
This certificate has been developed to provide GRC professionals with the core skills needed to meet the demands of an increasingly complex regulatory environment. This principles-based course will provide practitioners the skills and knowledge to implement and maintain an effective compliance program across any industry, using the professional standards as a benchmark. 

Students will be awarded the 10131NAT Certificate IV in Compliance & Risk Management, a nationally recognised qualification. Financial members of GRCI will also be entitled to apply for the AGRCI accredition (Associate of GRCI). Click here for more information about GRCI's accreditations.
Why enrol?

  • Australian Nationally recognised qualification and mutually recognised in Europe, Americas, New Zealand and throughout Asia
  • Provides excellent career development opportunities
  • Opportunity to network with like-minded professionals
  • Pathway to a career as a compliance and risk professional
  • Pathway to GRCI’s 10184NAT Graduate Certificate in Compliance and Risk Management

RTO ID: 91640

Structure & Subjects

The modules are run over 2 days, face-to-face 

  • PRE-MODULE tasks and activities
  • MODULE 1: Compliance & Risk Frameworks
  • MODULE 2: Culture of Compliance & Ethics
  • MODULE 3: Compliance Obligations, Legislation & Regulations
  • MODULE 4: Awareness, Communication & Training
  • MODULE 5: Issues & Breach Management
  • MODULE 6: Managing Compliance Projects
  • MODULE 7: Compliance Monitoring
  • POST-MODULE assessments

The course program consists of: 
  • Pre-module tasks
  • In-class activities (2 days) or self-paced distance learning options
  • 2 take-home written assessments: Workplace assessment and Case study FFP

Pre-module tasks will be distributed 1 or 2 weeks prior to the face to face course. Following the 2 days, you will be given take-home assessments which you will have up to 12 months to complete.

Course Exemptions (RPL)
Recognition for prior learning may be available to experienced professionals. You are required to submit a portfolio of evidence demonstrating work that addresses each of the course competencies. You may also demonstrate your eligibility for credit transfer by providing statements of attainment awarded by other Registered Training Organisations.

Registration Process
Places are strictly limited so register today to secure your spot! If you are registering as a Guest User with GRCI for the first time, full contact details are required.

For further information please contact the RTO Manager on +61 2 9290 1788 or email education@thegrcinstitute.org
Face to Face Program Details
8:30AM – 5:00PM (both days)

Initial 2 day intensive face to face session, followed by take home assessments which you will have 12 months to complete.

Entry Requirements
1 year's experience in a role with compliance and or risk duties.
Equivalent experience in a related field such as regulation, law, auditing, or job roles with aspects of risk or compliance.
Related course of study such as WHS, security etc.
Please call the office to discuss your experience and qualifications.


See here for the

Course Fees Include
  • Course Tuition
  • Hardcopy Course Materials
  • Catering F2F over 2 Days
  • Ongoing Support
  • Graduation/Certificate

Unique Student Identifier (USI)
All students who hold Australian Citizenship and ID will be required to have a USI. See here for further information.
Cancellation & Payment
Venues are confirmed when a minimum number of paid registrations are received. See here for further information.